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Operational Risk Consultant 4 - Third Party Self Assurance

Wells Fargo | Chandler AZ 85249 USA | Full Time | Posted: 08/23/2019

Job Descriptiontop

Job Description

At Wells Fargo, we want to satisfy our customers’ financial needs and help them succeed financially. We’re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you’ll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Enterprise Finance drives financial management for the company and maintains and enhances risk and financial controls. Key functions within Enterprise Finance include finance and accounting; Treasury; corporate development, mergers, and acquisitions; Data Management and Insights, the Customer Remediation Center of Excellence, Enterprise Shared Services, Business Process Management, and Corporate Strategy. Enterprise Finance informs shareholders, regulators, taxing authorities, team members, and leaders of the company’s financial performance through earnings releases, investor meetings and conferences, and meetings with regulators and credit rating agencies, following appropriate reporting guidelines. They also maintain and enhance risk and financial controls and lead many of the company’s shared services functions including corporate properties, security, and global services.

Supply Chain and Third Party Center of Excellence (COE)
The Supply Chain and Third Party Center of Excellence (COE) provides service delivery to all Wells Fargo lines of business and staff areas across all aspects of third party engagement including: third party risk management, strategic sourcing, procurement, accounts payable, and supplier diversity. The Supply Chain and Third Party COE teams provide:

  • Compliance with regulatory requirements
  • Effective third party expense and risk management
  • Comprehensive understanding and coverage of all third parties
  • Effective due diligence at engagement level (pre-contract)
  • Ongoing controls, monitoring, and testing (post-contract)

 The Third Party (TP) COE Control & Assurance team will centralize and standardize self-assurance activities (e.g. Quality Assurance and Monitoring) focusing on TP COE execution of the Third Party Risk Management Program requirements. This position within the TP COE Control & Assurance team will be responsible for performing business group aligned quality assurance of the TP COE execution of Third Party Service Provider policy requirements.
Responsibilities include:
Performing business aligned Quality Assurance (QA) of third party engagements through the Third Party Risk Management (TPRM) lifecycle. This includes QA of TPRM requirements such as Inherent Risk Questionnaires, New Engagements, Disengagements, Engagement Recertifications, Risk Acceptance & Remediation, and Performance Metrics. Business alignment will be as follows: PVSI & Consumer Banking, Wholesale & WIM, Enterprise Function and EIT.

Required Qualifications

  • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

Desired Qualifications

  • Advanced Microsoft Office skills
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to interact with all levels of an organization
  • 10+ years of third party risk management experience
  • Knowledge and understanding of Quality Assurance (QA) analysis in the financial services industry
  • Outstanding problem solving skills
  • Good analytical skills with high attention to detail and accuracy
  • Strong organizational, multi-tasking, and prioritizing skills

Other Desired Qualifications
  • 10+ years of experience in compliance, operational risk management or a combination of both
  • Experience working with the Third Party Risk Management Program including managing third party engagements through the Third Party Risk Management lifecycle in the Third Party system of record (TRIMS).
  • Experience executing a self-assurance function including quality assurance and monitoring.
  • Self-motivated and proven ability to be adaptable to a dynamic work environment with multiple priorities and tight timelines
  • Demonstrated competency with accurate verbal and written communications and the ability to present risk concepts in the right voice for the intended audience
  • Archer Platform experience

Job Expectations

  • Ability to travel up to 5% of the time


All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

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Location Chandler, AZ, 85249, United States
Categories Quality Assurance/Safety

Location Maptop

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Job Code 5496871-2

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