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SCTO Regulatory & Resiliency Oversight Team

Bank of America | Jacksonville FL 32246 USA | Full Time | Posted: 12/06/2019

Job Descriptiontop

Job Description:

Provide analytical, administrative support within an internal control environment. Responsible for assisting in the execution of the Operational Risk Program for the Line of Business. Assist team in gathering and organizing data that will help track, report and manage internal control gap issues and mitigation plans. Acts as an ambassador of the risk culture. Incumbents typically have up to 2 years of risk management and/or LOB/ECF experience.


Line of Business Description:

The ‘SCTO’ Securities Core Trading Operations Risk & QA team provide independent assessment / monitoring of risk and control issues across Core Operations. Within the SCTO Risk & QA team, there is a sub team that manages the organizations regulatory and resiliency programs.

Responsibilities include:

• Coordinating regulatory engagements (exams, inquiries, ad-hoc requests) across the SCTO organization globally

• Managing the dissemination and tracking of global regulatory rule changes for SCTO

• Assisting in the maintenance and testing of global Business Continuity Planning

• Coordinates the Global Resolution and Recovery planning for the organization

• Working with SCTO Operations line management to strengthen the control environment and improve control culture & practices.

• Embedding a risk & governance culture across all lines of business.

• Providing an oversight responsibility across regulatory processes

• Providing assistance to the LOB with development of control policies and procedures related to regulatory changes management

• Present regular program updates to stakeholders & input into Risk Governance packs

• Responsibility for ad hoc regulatory initiatives or deep dives impacting SCTO

Required Skills

  • Ability to pull together and summarize it as an executive level
  • Excellent communication skills (written & oral)
  • Ability & Confidence to work with senior leaders.
  • Knowledge of FINRA regulations Series 99 desirable but not essential
  • Minimum of 2 years of risk or control management and or LOB/ECF experience


1st shift (United States of America)

Hours Per Week:


Job Detailstop

Location Jacksonville, FL, 32246, United States
Categories Education/Instructor/Training

Location Maptop

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Job Code 19072411-1

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